Swabhava and Swadharma

By Sri Aurobindo

This article is in continuation of last blog.

The ancient system of the four orders had a triple aspect; it took a social and economic, a cultural and a spiritual appearance. On the economic side it recognised four functions of the social man in the community, the religious and intellectual, the political, the economic and the servile functions. There are thus four kinds of work, the work of religious ministration, letters, learning and knowledge, the work of government, politics, administration and war, the work of production, wealth-making and exchange, the work of hired labour and service. An endeavour was made to found and stabilise the whole arrangement of society on the partition of these four functions among four clearly marked classes. This system was not peculiar to India, but was with certain differences the dominating feature of a stage of social evolution in other ancient or mediaeval societies. The four functions are still inherent in the life of all normal communities, but the clear divisions no longer exist anywhere. The old system everywhere broke down and gave place to a more fluid order or, as in India, to a confused and complex social rigidity and economic immobility degenerating towards a chaos of castes. Along with this economic division there existed the association of a cultural idea which gave to each class its religious custom, its law of honour, ethical rule, suitable education and training, type of character, family ideal and discipline. The facts of life did not always correspond to the idea,—there is always a certain gulf found between the mental ideal and the vital and physical practice,—but there was a constant and strenuous endeavour to keep up as much as possible a real correspondence. The importance of this attempt and of the cultural ideal and atmosphere it created in the past training of the social man, can hardly be put too high; but at the present day it has little more than a historical, a past and evolutionary significance. Finally, wherever this system existed, it was given more or less a religious sanction (more in the East, very little in Europe) and in India a profounder spiritual use and significance. This spiritual significance is the real kernel of the teaching of the Gita.

The Gita found this system in existence and its ideal in possession of the Indian mind and it recognised and accepted both the ideal and system and its religious sanction. “The fourfold order was created by me,” says Krishna, “according to the divisions of quality and active function.” On the mere strength of this phrase it cannot altogether be concluded that the Gita regarded this system as an eternal and universal social order. Other ancient authorities did not so regard it; rather they distinctly state that it did not exist in the beginning and will collapse in a later age of the cycle. Still we may understand from the phrase that the fourfold function of social man was considered as normally inherent in the psychological and economic needs of every community and therefore a dispensation of the Spirit that expresses itself in the human corporate and individual existence. The Gita’s line is in fact an intellectual rendering of the well-known symbol in the Vedic Purusha-Sukta. But what then should be the natural basis and form of practice of these functions? The practical basis in ancient times came to be the hereditary principle. A man’s social function and position were no doubt determined originally, as they are still in freer, less closely ordered communities by environment, occasion, birth and capacity; but as there set in a more fixed stratification, his rank came practically to be regulated by birth mainly or alone and in the later system of caste birth came to be the sole rule of status. The son of a Brahmin is always a Brahmin in status, though he may have nothing of the typical Brahmin qualities or character, no intellectual training or spiritual experience or religious worth or knowledge, no connection whatever with the right function of his class, no Brahminhood in his work and no Brahminhood in his nature.

This was an inevitable evolution, because the external signs are the only ones which are easily and conveniently determinable and birth was the most handy and manageable in an increasingly mechanised, complex and conventional social order. For a time the possible disparity between the hereditary fiction and the individual’s real inborn character and capacity was made up or minimised by education and training: but eventually this effort ceased to be sustained and the hereditary convention held absolute rule. The ancient lawgivers, while recognising the hereditary practice, insisted that quality, character and capacity were the one sound and real basis and that without them the hereditary social status became an unspiritual falsehood because it had lost its true significance. The Gita too, as always, founds its thought on the inner significance. It speaks indeed in one verse of the work born with a man, sahajam˙ karma; but this does not in itself imply a hereditary basis. According to the Indian theory of rebirth, which the Gita recognises, a man’s inborn nature and course of life are essentially determined by his own past lives, are the self-development already effected by his past actions and mental and spiritual evolution and cannot depend solely on the material factor of his ancestry, parentage, physical birth, which can only be of subordinate moment, one effective sign perhaps, but not the dominant principle. The word Sahaja means that which is born with us, whatever is natural, inborn, innate; its equivalent in all other passages is svabh¯avaja. The work or function of a man is determined by his qualities, karma is determined by gun. a; it is the work born of his Swabhava, svabha¯vajam˙ karma, and regulated by his Swabhava, svabha¯vaniyatam¯karma. This emphasis on an inner quality and spirit which finds expression in work, function and action is the whole sense of the Gita’s idea of Karma.

And from this emphasis on the inner truth and not on the outer form arises the spiritual significance and power which the Gita assigns to the following of the Swadharma. That is the really important bearing of the passage. Too much has been made of its connection with the outer social order, as if the object of the Gita were to support that for its own sake or to justify it by a religio-philosophical theory. In fact it lays very little stress on the external rule and a very great stress on the internal law which the Varna system attempted to put into regulated outward practice. And it is on the individual and spiritual value of this law and not on its communal and economic or other social and cultural importance that the eye of the thought is fixed in this passage. The Gita accepted the Vedic theory of sacrifice, but gave it a profound turn, an inner, subjective and universal meaning, a spiritual sense and direction which alters all its values. Here too and in the same way it accepts the theory of the four orders of men, but gives to it a profound turn, an inner, subjective and universal meaning, a spiritual sense and direction. And immediately the idea behind the theory changes its values and becomes an enduring and living truth not bound up with the transience of a particular social form and order. What the Gita is concerned with is not the validity of the Aryan social order now abolished or in a state of deliquescence,—if that were all, its principle of the Swabhava and Swadharma would have no permanent truth or value,—but the relation of a man’s outward life to his inward being, the evolution of his action from his soul and inner law of nature.

And we see in fact that the Gita itself indicates very clearly its intention when it describes the work of the Brahmin and the Kshatriya not in terms of external function, not defined as learning, priest-work and letters or government, war and politics, but entirely in terms of internal character. The language reads a little curiously to our ear. Calm, self-control, askesis, purity, long-suffering, candour, knowledge, acceptance and practice of spiritual truth would not ordinarily be described as a man’s function, work or life occupation. Yet this is precisely what the Gita means and says,—that these things, their development, their expression in conduct, their power to cast into form the law of the sattwic nature are the real work of the Brahmin: learning, religious ministration and the other outer functions are only its most suitable field, a favourable means of this inner development, its appropriate self-expression, its way of fixing itself into firmness of type and externalised solidity of character. War, government, politics, leadership and rule are a similar field and means for the Kshatriya; but his real work is the development, the expression in conduct, the power to cast into form and dynamic rhythm of movement the law of the active battling royal or warrior spirit. The work of the Vaishya and Shudra is expressed in terms of external function, and this opposite turn may have some significance. For the temperament moved to production and wealth-getting or limited in the circle of labour and service, the mercantile and the servile mind, are usually turned outward, more occupied with the external values of their work than its power for character, and this disposition is not so favourable to a sattwic or spiritual action of the nature. That too is the reason why a commercial and industrial age or a society preoccupied with the idea of work and labour creates around it an atmosphere more favourable to the material than the spiritual life, more adapted to vital efficiency than to the subtler perfection of the high-reaching mind and spirit. Nevertheless, this kind of nature too and its functions have their inner significance, their spiritual value and can be made a means and power for perfection. As has been said elsewhere, not alone the Brahmin with his ideal of spirituality, ethical purity and knowledge and the Kshatriya with his ideal of nobility, chivalry and high character, but the wealth-seeking Vaishya, the toil-imprisoned Shudra, woman with her narrow, circumscribed and subject life, the very outcaste born from a womb of sin, papayonayah., can by this road rise at once towards the highest inner greatness and spiritual freedom, towards perfection, towards the liberation and fulfilment of the divine element in the human being.

Three propositions suggest themselves even at the first view and may be taken as implicit in all that the Gita says in this passage. First, all action must be determined from within because each man has in him something his own, some characteristic principle and inborn power of his nature. That is the efficient power of his spirit, that creates the dynamic form of his soul in nature and to express and perfect it by action, to make it effective in capacity and conduct and life is his work, his true Karma: that points him to the right way of his inner and outer living and is the right starting-point for his farther development. Next, there are broadly four types of nature each with its characteristic function and ideal rule of work and character and the type indicates the man’s proper field and should trace for him his just circle of function in his outer social existence. Finally, whatever work a man does, if done according to the law of his being, the truth of his nature, can be turned Godwards and made an effective means of spiritual liberation and perfection. The first and last of these propositions are suggestions of an evident truth and justice. The ordinary way of man’s individual and social living seems indeed to be a contradiction of these principles; for certainly we bear a terrible weight of external necessity, rule and law and our need for self-expression, for the development of our true person, our real soul, our inmost characteristic law of nature in life is at every turn interfered with, thwarted, forced from its course, given a very poor chance and scope by environmental influences. Life, State, society, family, all surrounding powers seem to be in a league to lay their yoke on our spirit, compel us into their moulds, impose on us their mechanical interest and rough immediate convenience. We become parts of a machine; we are not, are hardly allowed to be men in the true sense, manus.ya, purus.a, souls, minds, free children of the spirit empowered to develop the highest characteristic perfection of our being and make it our means of service to the race. It would seem that we are not what we make ourselves, but what we are made. Yet the more we advance in knowledge, the more the truth of the Gita’s rule is bound to appear. The child’s education ought to be an outbringing of all that is best, most powerful, most intimate and living in his nature; the mould into which the man’s action and development ought to run is that of his innate quality and power. He must acquire new things, but he will acquire them best, most vitally on the basis of his own developed type and inborn force. And so too the functions of a man ought to be determined by his natural turn, gift and capacities. The individual who develops freely in this manner will be a living soul and mind and will have a much greater power for the service of the race. And we are able now to see more clearly that this rule is true not only of the individual but of the community and the nation, the group soul, the collective man. The second proposition of the four types and their functions is more open to dispute. It may be said that it is too simple and positive, that it takes no sufficient account of the complexity of life and the plasticity of human nature, and, whatever the theory or its intrinsic merits, the outward social application must lead precisely to that tyranny of a mechanical rule which is the flat contradiction of all law of Swadharma. But it has a profounder meaning under the surface which gives it a less disputable value. And even if we reject it, the third proposition will yet stand in its general significance. Whatever a man’s work and function in life, he can, if it is determined from within or if he is allowed to make it a self-expression of his nature, turn it into a means of growth and of a greater inner perfection. And whatever it be, if he performs his natural function in the right spirit, if he enlightens it by the ideal mind, if he turns its action to the uses of the Godhead within, serves with it the Spirit manifested in the universe or makes it a conscious instrumentation for the purposes of the Divine in humanity, he can transmute it into a means towards the highest spiritual perfection and freedom.

To be continued in next week’s blog.